The 2008 Outstanding Advisor Awards


For the 28th consecutive year, Registered Rep. will honor 10 of the industry’s top professionals with Outstanding Advisor Awards in the May 2008 issue.

    The Qualifications:
    Anyone can nominate a friend or colleague who meets the following criteria:
    • A minimum of three years in the industry as a producing retail registered representative or investment advisor rep.
    • A minimum of one year with his or her present firm as of Feb. 28, 2008.
    • Good compliance standing. (Nominees’ compliance records will be checked—we must have a nominee’s full name and, for registered reps, his or her CRD number.)
    • Not a previous Outstanding Advisor (or Broker) Award recipient.
    • Ranked in the top 25th percentile of his or her firm’s retail producers.
    The Criteria:
    Registered Rep. will select the Outstanding Advisors based on:
    1) Superior performance in money management, client service and business
    building; but, just as important: involvement in philanthropic activities.
    2) Acknowledged peer recognition and respect.

    The Process:
    • Simply complete the nominee entry form below and hit submit
    • Please write no more than 750 words detailing why the candidate deserves to win an OAA (i.e., community and philanthropic activities, notable achievements).

In addition to the announcement in the May issue, winners will be flown all-expenses paid to New York City for the 2008 awards ceremony.


Current Issue

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How Do You Like Me Now?

BY JOHN CHURCHILL
June 1, 2008

When it began, the credit crisis had little to do with retail brokerage. After all, the fixed income departments were the ones who made the bad mortgage...

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Cannon’s Concepts For Professionals: A Complete Library of Essential Financial Concepts 

This reference book was updated for 2008 and now contains over 900 pages of information on essential financial concepts and wealth management strategies for your work with wealthy clients. The book not only contains brief summaries of each topic, but it also contains many useful diagrams and charts that can be used with clients when explaining difficult financial concepts. The information in this book meets current FINRA/NASD guidelines....

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